Effective client screening is a critical component of FICA compliance and risk management.

This practical webinar demonstrates how the Probeta FICA Screening Tool assists accountable institutions in conducting sanctions, PEP, adverse media and reputational risk screenings efficiently, helping organisations strengthen compliance processes while reducing administrative burdens.

Course Content:

Client screening forms a key part of an accountable institution’s Risk Management and Compliance Programme (RMCP).

This webinar provides a practical demonstration of the Probeta FICA Screening Tool and its capabilities.

Participants will learn how to perform client screenings, identify potential risks, document compliance
activities, and generate screening reports.

The session will demonstrate how the tool supports ongoing compliance with FICA requirements by screening individuals, companies and trusts against sanctions lists, politically exposed person databases, adverse media sources and other risk indicators.

Real-world examples will be used to illustrate practical implementation within everyday client onboarding and monitoring processes.

Key Topics Covered:

• FICA screening requirements and regulatory expectations
• Screening individuals, companies and trusts
• Politically Exposed Person (PEP) screening
• Sanctions and watchlist screening
• Adverse media and reputational risk searches
• Grey-listed and high-risk jurisdiction screening
• Open-source intelligence (OSINT) searches
• Generating and retaining screening reports
• Ongoing client monitoring requirements
• Practical demonstration of the Probeta FICA Screening Tool