ISQM Addressing Risk Identification and Response in Your Firm

Price:
Free
Level:
Accounting Professionals
Sub-level:
Quality Management (ISQM)
Lecturer:
Lynette Badenhorst
Duration:
60 Minutes
Additionals:
   CPD Assessment
   Certificate

Lesson Outline


It has come to my attention from recent regulatory findings that there is still considerable uncertainty about how to identify and appropriately respond to risks within firms. Many practitioners have also expressed that they find this part of the process particularly challenging.

To assist with this, I have developed a comprehensive document titled "Consolidated Version of the ISQM Hub." This document is designed to guide you through the process step-by-step, helping you identify risks specific to your firm and design effective responses. Simply referring to generic scenarios is not acceptable to regulators and will result in negative findings.

Kindly note that this document cannot be implemented on its own, as it forms part of a detailed ISQM Policies and Procedures Hub. All annexures and implementation documents referenced in the consolidated example can be found in the Hub.