Price:
Free
Level:
Auditing Professionals
Sub-level:
FICA
Lecturer:
Lynette Badenhorst
Duration:
60 Minutes
Additionals:
Free
Level:
Auditing Professionals
Sub-level:
FICA
Lecturer:
Lynette Badenhorst
Duration:
60 Minutes
Additionals:
CPD Assessment
Certificate
Certificate
Lesson Outline
FICA - Registering my firm as an accountable institution or not
On which clients should the Customer Due Diligence procedures be performed?
Are you uncertain about whether your firm or your clients' businesses qualify as accountable institutions? If so, you're not alone.
During this session, I'll delve into the specifics of who should be registered as an accountable institution.
Additionally, I'll clarify which clients should undergo the Customer Due Diligence Process.
Even if your firm isn't deemed an accountable institution, it's crucial to understand how to evaluate all your activities performed in your firm to reach and document that conclusion.
If you conclude that your firm is indeed an accountable institution, I'll introduce you to a comprehensive RMCP Hub that I've developed.
This hub contains all the necessary policies, procedures, and annexures essential for developing and implementing the RMCP within your firm.
If you're unsure about the rules or need clarity on any aspect, I encourage you to watch this information session.
On which clients should the Customer Due Diligence procedures be performed?
Are you uncertain about whether your firm or your clients' businesses qualify as accountable institutions? If so, you're not alone.
During this session, I'll delve into the specifics of who should be registered as an accountable institution.
Additionally, I'll clarify which clients should undergo the Customer Due Diligence Process.
Even if your firm isn't deemed an accountable institution, it's crucial to understand how to evaluate all your activities performed in your firm to reach and document that conclusion.
If you conclude that your firm is indeed an accountable institution, I'll introduce you to a comprehensive RMCP Hub that I've developed.
This hub contains all the necessary policies, procedures, and annexures essential for developing and implementing the RMCP within your firm.
If you're unsure about the rules or need clarity on any aspect, I encourage you to watch this information session.